A broker is an individual or firm that acts as an intermediary between an investor and a Financial institution (including securities exchange) to help him trade a Financial Instrument.
Windsor Brokers has the necessary licenses to transmit its investor orders to another market participant for execution or act as a principal (hold the opposing transaction in Windsor Brokers’ inventory of financial instruments). As a result, please note that Clients’ orders will be executed in the same manner regardless of Windsor Brokers acting as principal or as broker.
The Client Account Agreement is available on the Portal under “Legal Documents” or our website